Legal Notice

Copyright Notices

The works of authorship contained in (the “Site”) including, but not limited to, all design, text, and images, are owned, except as otherwise expressly stated, by the Oklahoma Department of Securities (Department). Such works may not be copied, reproduced, transmitted, displayed, distributed, rented, sublicensed, altered, stored for subsequent use, or otherwise used in whole or in part in any manner without the Department’s prior written consent, except to the extent that such use constitutes "fair use" under the Copyright Act of 1976 (17 U.S.C. § 107), as amended, and except for one temporary copy in a single computer's memory and one unaltered permanent copy to be used by the viewer for personal and non-commercial use.

You may link to the Site provided that (a) the appearance, position and other aspects of the link do not damage or dilute the goodwill associated with the Department's name and trademarks, (b) the link and/or website that is being linked does not violate the Department's or any third party’s intellectual property rights, (c) no aspect of the link, including the appearance and position of the link, may create the appearance that an entity is associated with or sponsored by the Department when association or sponsorship does not exist, (d) the link, when activated by a user, must display the Site web page in its entirety and not within a "frame" on the linked website, and (e) the Department reserves the right to revoke its consent to the link at any time in its sole discretion.

Contact us for permission to use Department-copyrighted materials.

Trademark/Service Mark Notices

The trademark of Invest Ed®, along with its respective design and service marks, are owned by the Department. All other trademarks and service/design marks appearing on the Site are the property of their respective owners. Trademarks or service/design marks appearing on the Site may not be used without prior written permission from their respective owners.

The failure of the Department to identify a name, logo, or other mark owned by the Department does not constitute a waiver of any intellectual property rights that the Department has established in any of its products, services, programs, features, service marks, service names, or logos.

Third parties may not use marks in any manner which suggests or hints at affiliation with, sponsorship of, or endorsement by the Department without prior written permission from the Department which allows for and specifies the marks and type of use.


The Department, its affiliates, and its third-party providers (the “Department Parties”) are not responsible for any errors or omissions in the information contained on or accessed through the Site. All such information on the Site is provided "as is." Likewise, the Department Parties are not responsible for any errors or omissions in the information, or any products or services, contained on, offered, accessed or received through any third-party site which either may be accessed through a link on the Site, or which allowed you to access the Site through a link on such third-party site. The Department Parties make no warranties or representations and disclaim all express, implied, and statutory warranties of any kind to the user and any third party, including, but not limited to, any warranties of accuracy, timeliness, completeness, merchantability, non-infringement and fitness for any particular purpose.

Except for claims that cannot be excluded by applicable local law, the Department Parties shall not have any liability, including, but not limited to, tort or contract claims, to users or third parties arising as a result of use of or access to the Site.

The Department Parties shall not be liable to users or third parties for lost profits or lost opportunities or any direct, indirect, special, consequential, incidental or punitive damages whatsoever, even if the Department Parties have been advised of the possibility of such damages.

Some jurisdictions do not allow for the exclusion or limitation of implied warranties or liability for incidental or consequential damages. Therefore, the above limitations may not apply to you, or there may be applicable laws which supersede the above. Any clause of this disclaimer declared invalid by the appropriate authority in each jurisdiction shall be deemed severable and shall not affect the validity or enforceability of the remainder of this disclaimer. The terms of this disclaimer are governed by the laws of the State of Oklahoma. The Department reserves the right to amend this document at its discretion at any time without notice.

No Legal Advice Intended

The information on the Site is provided as a service to registrants, consumers, and visitors. The contents of the Site, and the posting and viewing of the information on the Site, should not be construed as, and is not intended to be, legal advice on any matter. While the Department uses reasonable efforts to include accurate, up-to-date information on this website, the Department makes no warranties or representations as to its accuracy and assumes no liability or responsibility for any errors or omissions in the content of the Site or any third-party websites accessed through links from this website.